Yoko Ono loses copyright suit over use of Lennon’s Imagine

On June 2nd, the judge in the copyright infringement case Yoko Ono brought against the creators of the film “Expelled” for their use of John Lennon’s song Imagine has ruled in favor of the filmmakers based on a the “fair use” doctrine.

U.S. District Judge Sidney Stein rule that “the doctrine provides that the fair use of a copyrighted work for purposes of criticism and commentary is not an infringement of copyright.”.

You can read the judges entire decision here. Those interested in the fair use doctrine should take the time to read the judges opinion because he very thoughtfully describes and then rules on each of the criteria that make up fair use.

  • The Purpose and Character of the Use
  • The Nature of the Copyrighted Work
  • The Amount and Substantiality of the Portion Used in Relation to the Copyrighted Work as a Whole
  • The Effect of the Use Upon the Potential Market for or Value of the Copyrighted Work
  • The judge’s decision seemed mainly to rest on a subsection of “The Purpose and Character of the Use”, namely Transformative Use. Here is the ruling.

    ii. Transformative Use
    A work is transformative if it does not “merely supersede the objects of the original
    creation” but “instead adds something new, with a further purpose or different character, altering the first with new expression, meaning, or message.” Although transformative use “is not absolutely necessary for a finding of fair use, the goal of copyright, to promote science and the arts, is generally furthered by the creation of transformative works.” Thus, transformative works “lie at the heart of the fair use doctrine’s guarantee of breathing space within the confines of copyright.”

    There is a strong presumption that this factor favors a finding of fair use where the allegedly infringing work can be characterized as involving one of the purposes enumerated in 17 U.S.C. 107: criticism, comment, news reporting, teaching . . ., scholarship, or research.

    Defendants’ use is transformative because the movie incorporates an excerpt of “Imagine” for purposes of criticism and commentary. The filmmakers selected two lines of the song that they believe envision a world without religion: “Nothing to kill or die for/ And no religion too.” As one of the producers of “Expelled” explains, the filmmakers paired these lyrics and the accompanying music to a sequence of images that “provide a layered criticism and commentary of the song.” The Cold War-era images of marching soldiers, followed by the image of Stalin, express the filmmakers’ view that the song’s secular utopian vision “cannot be maintained without realization in a politicized form” and that the form it will ultimately take is dictatorship. The movie thus uses the excerpt of “Imagine” to criticize what the filmmakers see as the naivety of John Lennon’s views.

    Conclusion Regarding Fair Use
    The balance of factors clearly favors a finding of fair use. Defendants’ use of “Imagine” is transformative because their purpose is to criticize the song’s message. Moreover, the amount and substantiality of the portion used is reasonable in light of defendants’ purpose. Although “Imagine,” as a creative work, is at the core of copyright protection, and defendants’ use of the song is at least partially commercial in nature, the weight of these factors against a finding of fair use is limited given that defendants’ use is transformative. Finally, plaintiffs have not shown that defendants’ use will usurp the market for licensing the song for non-transformative purposes. In sum, allowing defendants’ use would better serve “the copyright law’s goal of promoting the Progress of Science and useful Arts . . . than [would] preventing it.”


    Ono’s position had been that she had the right to control use of the song by reviewing and choosing licenses. She also had the right to reject uses of the song. She brought the suit because she believe the filmmakers had “looted her of the ability to do so”.

    Fair Use of Lennon’s Imagine in Expelled?

    Yoko Ono’s attempt to get an injunction against the film “Expelled: No Intelligence Allowed.” will shine a much needed light on current interpretations of the “fair use” provision of copyright law. Fair use is easily the haziest and least understood aspect of US copyright law.

    Yoko Ono (and EMI and Capital Records) is seeking to have about 15 seconds of John Lennon’s recording of Imagine removed from the film. The injunction doesn’t ask for the film to be removed from theaters, it is asking for Lennon’s music to be removed from the film.

    from the New York Times coverage

    Ono sued in state and federal court, accusing the movie’s producers of infringing on the song’s copyright by using parts without her permission.

    The movie, which opened on U.S. screens in April and is set for release in Canada on June 6 and on DVD in October, presents a sympathetic view of intelligent design, the theory that the universe is too complex to be explained by evolution alone.

    The filmmakers acknowledge they did not ask Ono for permission to use 15 to 20 seconds of the song. But they argue they are protected by the ”fair use” doctrine, which permits small parts of a copyrighted work to be used without an author’s permission under certain circumstances.

    At a hearing in U.S. District Court in Manhattan this week, the filmmakers’ lawyer, Anthony T. Falzone, said that if the judge granted Ono’s request for an injunction against the film, it would ”muzzle” the filmmakers’ free-speech rights.

    Falzone said the segment of the song in the film — ”nothing to kill or die for, and no religion too” — was central to the movie because ”it represents the most popular and persuasive embodiment of this viewpoint that the world is better off without religion.”

    The film, he said, is ”asking if John Lennon was right and it’s concluding he was wrong.”

    [Sidenote] Actually I don’t think John Lennon was saying in Imagine that the world would be better off without religion, I think he was saying that people get tied to their own particular beliefs and by doing so a lot of trouble is created in the world. Imagine is about breaking out of boundaries that are created by oneself.[end Sidenote]

    The filmmakers’ attorney, Anthony Falzone is the executive director of the Fair Use Project and a lecturer in law at Stanford University. He believes very strongly that copyright law, as it stands now, is in major need of reform. You can read his brief in this case here.

    I notice that Mr. Falzone is associated with the Center for Internet and Society at Standford Law School. This is not surprising. A large faction of those that work and think about the Internet (Wired, Fast Company) would like to broaden current interpretations of copyright law and especially fair use.

    Getting to a contemporary interpretation of fair use is incredibly important because of the use or misuse of copyrighted work on the Internet. Part of YouTube’s main defense against Viacom will be arguing fair use (amongst other things like DMCA).

    ————–
    What the law says about fair use…
    ————–
    107. Limitations on exclusive rights: Fair use

    Notwithstanding the provisions of sections 106 and 106A, the fair use of a copyrighted work, including such use by reproduction in copies or phonorecords or by any other means specified by that section, for purposes such as criticism, comment, news reporting, teaching (including multiple copies for classroom use), scholarship, or research, is not an infringement of copyright. In determining whether the use made of a work in any particular case is a fair use the factors to be considered shall include

    (1) the purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purposes;
    (2) the nature of the copyrighted work;
    (3) the amount and substantiality of the portion used in relation to the copyrighted work as a whole; and
    (4) the effect of the use upon the potential market for or value of the copyrighted work.

    The fact that a work is unpublished shall not itself bar a finding of fair use if such finding is made upon consideration of all the above factors.

    ESPN’s copyright clearance gaffe

    I’ve been writing about music clearance but the act of getting the legal permissions to use copyrighted content in your production applies not just to musical works but to art and literary works as well. Not taking the time to get the appropriate licensing can land you in legal trouble as ESPN has just found out.

    Last year ESPN broadcast “The Bronx Is Burning”, a popular TV series created by their in-house production company ESPN Original Entertainment. The series portrayed the background events leading to the 1977 New York Yankees dramatic World Series run.

    Included in the second episode, “Team In Turmoil“, was a full screen shot of Norman Rockwell’s painting “Bottom of the Sixth“. The painting depicts three umpires looking skyward as raindrops begin to fall. It is a classic Rockwell capturing a unique and wonderful baseball moment. The original painting hangs in the Baseball Hall of Fame in Cooperstown.

    On May 3rd, the Associated Press reported that ESPN is being sued by Curtis Publishing Company, the owner of the Rockwell painting, for using the image without obtaining a license.

    Curtis sent an e-mail to ESPN lawyers notifying them that ESPN did not have a license to use the painting and was committing willful copyright infringement, the lawsuit said.

    The lawsuit seeks to bar ESPN from rebroadcasting the series until it withdraws use of the painting. In other words, until it removes any footage of the painting from the episode.

    Compounding the problem for ESPN is that The Bronx Is Burning has been sold on DVD and VHS format. Recalling the unsold copies and destroying them and having to issue a new movie with the infringement removed will prove costly for the cable network.

    Richard Prince and the art of Fair Use

    In a world where it has become incredibly easy to make exact copies of others work, when, if ever, does that work become your own?

    This is the overriding question in a New York Times article, published on December 6th, entitled If the Copy Is an Artwork, Then What’s the Original?.

    The article, written by Randy Kennedy, is about the working methods of the artist
    Richard Prince. Mr. Prince’s art is currently being celebrated in a 30-year retrospective at the Guggenheim Museum in New York City.

    One of the methods Mr. Prince uses to create his art is to take photographs of other existing photographs that he finds published as advertisements in magazines.

    The strength of the art is that the images he photographs, once removed from their function as advertisements, comment on our culture showing us archetypical images of our society – images that Madison Avenue ad execs have learned have great power. One of Prince’s favorite co-opted images is the Marlboro Man.

    But it seems some of Mr. Prince’s photographs are nothing more than enlargements of existing photos. Mr. Prince has done little more than make the decision that the image matches his artistic sensibility. He then calls his enlargement of the existing photo his work and sells that work for increasingly high dollar values. In fact, one of his Marlboro Man pictures set an auction record for a photograph selling for 1.2 million.

    The NY Times article centers around Jim Krantz, a successful commercial photographer who took several of the Marlboro Man ad photos “appropriated” by Mr. Prince. One Prince photograph, which sold at Christie’s for $332,300, is an exact duplicate of Mr. Krantz’s original except that it has been blown up to a huge size. Mr. Krantz says, “there’s not a pixel, there’s not a grain that’s different.”

    Jim Krantz was paid by the Philip Morris Company for the original photos but has received nothing from Richard Prince. To date, Krantz has asked for no monetary compensation. He is asking for some type of acknowledgement or credit as the original photographer. After all, it’s not just the photo itself, it’s the composition – the conception, the pose, the exact moment to capture – these things were decided by Krantz and re-used by Richard Prince.

    The matter provides a stunning look at the challenges facing interpretations of the Fair Use statue within US copyright law. The NY Times article says…

    Mr. Krantz, who has shot ads for the United States Marine Corps and a long list of Fortune 500 companies including McDonald’s, Boeing and Federal Express, said he had no intention of seeking money from or suing Mr. Prince, whose borrowings seem to be protected by fair use exceptions to copyright law.

    My interest concerns whether Mr. Prince’s use of other people’s photographs truly qualifies as fair use. Here is the law….
    —————
    In determining whether the use made of a work in any particular case is a fair use the factors to be considered shall include: 
    (1) the purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purposes;
    (2) the nature of the copyrighted work;
    (3) the amount and substantiality of the portion used in relation to the copyrighted work as a whole; and
    (4) the effect of the use upon the potential market for or value of the copyrighted work.
    The fact that a work is unpublished shall not itself bar a finding of fair use if such finding is made upon consideration of all the above factors.
    —————

    (1) clearly Richard Prince’s art is of a commercial nature.
    (2) a photograph is a copyrightable work.
    (3) in some cases, it appears that Prince has used 100% of the copyrighted work.
    (4) this is the main issue – the effect upon the potential market for or value of the copyrighted work – when an ad campaign is over, do the elements of the campaign, the photo, the copy, do they have any further value? Has the use by Prince harmed the further value of the photograph? This would be the crux of any fair use challenge.

    Mr. Krantz said it best, “If I italicized ‘Moby Dick’, then would it be my book? I don’t know. But I don’t think so.”

    Though Jim Krantz owns the copyright to most of his photographs, he no longer owns the copyright to the Marlboro Man photos. The Philip Morris Company, the maker of Marlboro cigarettes, owns the copyright. Any fair use challenge to Richard Prince’s art would have to initiate from Philip Morris.
    ——————————
    UPDATE: A year later, in December 2008, Richard Prince would lose a copyright infringement suit when the judge ruled his use of photographs by Patrick Cariou was not Fair Use as outlined by copyright law.
    ——————————
    UPDATE: Just want to reference this very good article which was published in the Wall Street Journal, March 25, 2011 entitled When Appropriation Masquerades as Reconceptualized Art. The writer, Eric Felten, reports on the Patrick Cariou vs Richard Prince/Gagosian Gallery copyright infringement case which involved Prince’s use of photographs from the book “Yes, Rasta,” by French photographer Patrick Cariou. Cariou spent six years taking pictures of Rastafarians in Jamaica. Prince lost the case.
    ——————————

    Copyright explained

    Originally written as guides to USENET usage and forum posting, 10 Big Myths About Copyright Explained and A Brief Introduction to Copyright serve as great reference articles for anyone needing basic information about copyright issues. Each article contains a good description of the complex and often misleading aspect of copyright law known as “fair use”.

    The articles were written by Internet pioneer Brad Templeton, founder of ClariNet Communications, one of the first businesses to be solely based on the web.

    Amen Brother – Drum’n Bass history

    I first heard Drum’n Bass music (also called Jungle) around 1995. I thought I had heard the next great musical movement. The concepts were fresh and startling. It was a new way to think about rhythm and, to me, most musical innovations, whether in jazz or hip hop, center around new musical thinking regarding rhythm. Back then I could not hear a bad drum’n bass track. They all seemed to point in new directions.

    As time passed, the revolution I envisioned never happened (at least in America) and eventually the music became watered down as more and more people started making it. It’s probably true of any musical movement that catches fire and finds a greater audience. The pioneers that create the form produce the strongest music and set the benchmarks. This is not to say drum’n bass as a form of music is dead, far from it, but the early years were truly remarkable.

    This video, posted on YouTube in 2006, is an exceptional discussion about a drum break that almost single-handedly launched the drum’n bass form. It is called the “Amen” break because it is a 6-second sample or break from a song recorded in 1969 by a group named the Winstons. The song is called “Amen Brother”.

    The video is long at 18 minutes and it is not that interesting visually but it’s very well written with plenty of musical examples as well as many insightful cultural comments. If you have an interest in drum’n bass or are making electronic music, you owe it to yourself to watch this video.

    Towards the end of the video the author also talks about how the drum’n bass music which was powered by the Amen break has never been challenged by the copyright owners of the song Amen Brother. He goes on to point out that this act, essentially putting the sample in the public domain, led to the creation of a new art form.

    Copyright law for Photographers

    While reading Geetesh Bajaj’s Powerpoint blog on his excellent Indezine website, I came across a Powerpoint presentation that I think would be useful to all media producers who struggle with copyright and licensing issues.

    The powerpoint presentation deals exclusively with copyright infringement as it pertains to photography and is the work of PACA (the Picture Archive Council of America ). It lays out the basic copyright law but it is the case studies that are included that really make this document worth your time. You get to see actual infringement cases, what the infringement charges were, and you can see side-by-side, the actual photograph and the infringement photograph. Other points…there is no fixed % an image can be changed to avoid infringement. That is a common myth that circulates within design studios.

    The presentation deals with Fair Use, the DMCA (Digital Millenium Copyright Act), ISP Safe Harbor and the public domain. All in all, it’s a really good document to know about if you are ever unsure about your usage of a photo or any other work which you want to use but don’t own the rights to.

    A good take-away from this presentation that I would emphasize is that often permission and licensing is easily obtainable directly from the source. In other words, instead of going into competition against a photographer, by recreating a photo (the composition), it is cheaper in the long run to contact the creator and obtain permission to create a derivitive work.

    The PACA presentation can be downloaded here

    Copyright 2.0, a new podcast discussing recent copyright headlines

    I’ve been listening to a fairly new podcast created by Chris Matthieu, the founder of Numly and Jonathan Bailey, writer of the blog Plagiarism Today. In their podcast, titled, the Copyright 2.0 show, they discuss many copyright and intellectual property issues that have made recent headlines. What’s more, links to all news stories they discuss are made available through a del.icio.us page.

    The podcast is fairly low-key and conversational. Both Chris and Jonathan stress that they are not lawyers and are not offering advice on copyright law, they are examining copyright in this era of Web 2.0 and digital information.

    You can hear the podcast by clicking on the “Play” button on the player below. There are several shows to choose from.

    Copyright and Process in the Age of User-Posted Content

    Denis DeJong, a senior fellow at The Progress and Freedom Foundation has released a transcript from the foundation’s March 16 seminar titled What Goes Up Must Come Down: Copyright and Process in the Age of User-Posted Content. Mr DeJong is the director of the foundations’s Center for the Study of Digital Property.

    The 27 page pdf transcript successfully frames the YouTube copyright infringement issue looking at remedies such as DMCA takedown notices and filtering technology.

    The panel includes Donald Verrilli, a partner at Jenner & Block, the law firm that brought the suit by Viacom against YouTube and Google. Read his comments to see a glimpse of Viacom’s legal strategy. He rejects YouTube’s DMCA defense saying “And I don’t think we are getting any serious dispute from YouTube about whether this is infringing activity. After all, when these DMCA notices go to YouTube, YouTube does pull the works down… It’s not like this is a real fight about whether there is some great level of fair use or non-infringment use going on here.”

    Along with Verrilli and moderator DeJong, the other panelists are Solveg Singleton, a senior adjunct fellow at The Progress & Freedom Foundation, Christian Dawson, of Servint Internet Services (in the discussion he gives the ISP side of the infringement debate) and William Rosenblatt, a recognized authority on digital media technologies.

    A great discussion with very informative panelists.